Internal Policies and Standard Disclosure
As a stock market research analyst, it is important to maintain the highest standards of integrity, objectivity, and professionalism in all aspects of our work. To ensure this, we will establish and adhere to the following internal policies and standard disclosures:
Disclosure of Conflicts of Interest:
We will disclose any potential conflicts of interest that may impact on our research and analysis, including
any financial interests we or our firm may have in the companies or industries we cover.
Prohibition of Insider Trading:
We will strictly adhere to all laws and regulations related to insider trading, and we will not use any non-
public information obtained during the course of our research for personal gain.
Independence of Research:
Our research and analysis will be independent and free from any influence or pressure from outside
parties, including the companies we cover or our firm’s management.
The objectivity of Research:
Our research and analysis will be objective and based on sound methodology, with no bias or undue
influence from any outside parties.
Quality of Research:
Our research and analysis will meet the highest standards of quality, accuracy, and timeliness, and will be
subject to internal and external reviews to ensure its integrity.
Compliance with Regulations:
We will comply with all relevant laws, regulations, and industry standards related to our work as a stock
market research analyst.
Protection of Confidential Information:
We will protect all confidential information obtained during the course of our research and analysis and
will use it only for legitimate business purposes.
Disclosures to Clients:
We will provide full and transparent disclosures to our clients regarding any potential conflicts of interest,
as well as the scope, methodology, and limitations of our research and analysis.
By adhering to these internal policies and standard disclosures, we will maintain the highest standards
of professionalism and integrity in our work as stock market research analysts.